The 
Castleman Group
Overview of Current Research Directions 
Exploring the unknown and finding the unexpected is the challenge and excitement 
that motivates scientific research. It is especially rewarding when the work 
offers the promise of new knowledge, as well as potential applications. An area 
in which one can expect to see major advances in the coming decade is research 
into the behavior of matter of nanoscale dimensions, entities which can display 
properties unlike those of isolated gas-phase molecules, liquids or solids. 
Indeed, the realm of small dimensions often brings with it new phenomena, 
sometimes attributable to unique structures and bonding, while in other cases 
due to what is commonly called “quantum confinement.” The Castleman group is 
striving to bring new understanding to this challenging and important subject by 
employing the tools and principles from chemical physics to bridge an 
understanding and develop applications in a number of areas of modern chemical 
science. The tools involve high technology: -- molecular beams, flow reactors, 
ultrafast lasers, and sophisticated new mass spectrometer techniques -- while 
the targets range from atmospheric and environmental science to catalysis, 
microelectronics, cluster assembled materials and even the interrogation of the 
effects of solvation and hydrogen bonding on the properties of biological 
molecules.
Clusters are the media through which the explorations take place. Professor 
Castleman and his students have devised numerous different schemes for producing 
weakly bound aggregates comprised of molecules, atoms, and/or ions of desired 
composition and size that can be subjected to detailed investigation. In order 
to determine the inherent properties and reactivity of these nanoscale systems, 
they are studied in an unsupported fashion either in a molecular beam or 
suspended in the carrier gas of a flow reactor. Their bonding, and molecular and 
optical properties are ascertained using laser spectroscopy, while their 
reactivities are determined through a variety of techniques including ultrafast 
(femtosecond time scale) laser pump-probe methods in some cases, and through 
investigations of their surface reactions using specially designed flow-tube 
reactor methods in others. Hence, the results also provide insight into the 
molecular nature of surfaces and extended condensed matter, as well as that of 
finite size. 
Professor Castleman and his group have eight major apparatuses in operation to 
explore the scientific principles behind the aforementioned phenomena. 
Currently, particular attention is being directed to studying the formation and 
properties of a new class of metal-carbon cluster materials discovered in 
Castleman’s laboratory (termed Met-Cars), and investigating their application in 
forming cluster assembled materials. Other studies with metal compound clusters 
are under way to explore the physical basis for catalysis. Research in reactions 
of water clusters is being conducted to unravel heterogeneous reaction 
mechanisms of environmental importance. Femtosecond laser techniques are being 
employed to elucidate the influence of solvation on various classes of 
reactions, especially those of biochemical significance.
Much of our work involves investigation of cluster dynamics and, in support of 
the experimental studies, we are also conducting computations on the dynamics 
and energy exchange involved in the formation and evolution of small particle 
structures. Quantum mechanical calculations are employed to shed further light 
on the properties of aggregates of nanoscale dimension. The promises of 
developing new materials with tailored properties abound. 
Cluster research is a new and rapidly growing area in science. A number of 
problems are being investigated by the Castleman group and a few examples are 
given here.
Exploring New Concepts in Developing Cluster-Assembled Nanoscale Materials: 
Met-Cars, Metal and Metal Compound Clusters
Professor Castleman and his students discovered a new class of molecular 
clusters termed Metallo-Carbohedrenes or Met-Cars for short. Because of their 
potential use as new electronic and optical materials, as well as possible value 
as new catalysts, they have attracted wide interest in the chemistry community. 
We are taking a multi-pronged approach to provide new information on their 
mechanisms of formation, bonding and molecular properties, dynamics and 
reactivity and even new routes for their synthesis in the solid state. Recent 
experiments reveal that these clusters grow into multiage structures, adding 
further excitement to their potential properties and uses. We find that they 
readily ionize and that molecular aggregates can be formed from a variety of 
combinations of transition metal atoms. Because of their cage-like structure and 
delocalized electronic character, they can be expected to function as quantum 
“particles in a box”. A variety of flow reactor and triple quadrupole mass 
spectrometer techniques are being employed to investigate their reactivities and 
potential as catalysts. In order to shed more light on their electronic 
characteristics and their bonding, we are utilizing laser-induced 
photodissociation coupled with some sophisticated new ion-beam mass spectrometer 
techniques. Surprising recent observations show that they can sometimes ionize 
at very long times after exposure to a source of photons, a process resembling 
thermionic emission in the solid state.
Gaining Insights into the Physical Basis for Heterogeneous Catalysis 
Along the lines of exploring the physical basis for catalysis, the group is 
engaged in a number of studies of the reactivities of various classes of metal 
compound clusters of widely varying composition and types, and also of ones to 
which various species are co-adsorbed. Investigations are underway with 
transition metal oxides, exploring oxygen transfer reactions with small organic 
reactions and oxidation-reduction with other molecules such as the oxides of 
nitrogen. In other studies, we are investigating the evolving structural and 
electronic properties of a number of metal oxide systems, and conducting laser 
ionization studies on alkali metals bound to oxides such as MgO, TiO2 and 
related systems, for example. Alkali metal doping is a common technique to 
enhance the catalytic behavior of oxide systems and we are exploring the 
interactions of the electronic energy levels of the metal adsorbate and 
metal-oxide substrate of the cluster using laser spectroscopic methods. 
Particularly exciting is the prospect of being able to study metal, non-metal 
transitions and their influence on the reaction behavior of highly dispersed 
matter that forms the basis for many industrially important catalytic systems. 
We are also undertaking investigations to learn how the small cluster building 
blocks lead to different morphologies of growing particles that are of interest 
in wide-ranging areas from photocatalysis to new electronic materials.
Elucidating Mechanisms of Heterogeneous Reactions of Atmospheric Significance
Another major thrust in our group is to learn more about atmospheric chemistry 
through cluster research. It is well recognized that small aerosol particles, as 
well as ice crystals and cloud droplets, play an important role in the 
conversion of many atmospheric molecules. Acid rain is a good example where we 
have contributed new knowledge to the formation of sulfuric acid and related 
sulfate-containing aerosols. In recent investigations we have been shedding 
light on the fundamentals of heterogeneous reactions on ice and water cluster 
surfaces with attention to problems identified as important in formation of the 
ozone hole in the polar regions of the stratosphere. In our work we have 
identified new structures formed among charged species interacting with water 
molecules that also provide new information on complexes that exist in the 
condensed phase, such as well-known clathrate species. These provide new insight 
into intermolecular interactions that stabilize small complexes, and serve to 
further elucidate the influence that solvation has on hydrogen bonding networks 
in complexes. A new Ti-saphire ultrafast laser system, as well as a 
sophisticated flow reactor facility, are being employed to study the course of 
important reactions related to these various atmospheric phenomena.
Investigations of Reactions in Simulated Functional Groups and Model Base-Pairs 
of Biological Molecules, and Studies of Solvation Effects on the Dynamics of 
Chemical Reactions Using Ultrafast Lasers  
The vast majority of reactions of practical importance occur in liquids or on 
surfaces, yet an understanding of such reactions from a molecular point of view 
is far more rudimentary than the understanding of reactions occurring the gas 
phase. Again, using clusters, the Castleman group is working to lay a foundation 
for connecting information from the gas to the condensed phase using a number of 
different techniques. Several years ago we assembled a colliding pulsed 
mode-locked laser system that is being used to excite various constituents of 
clusters with one laser beam, and probe the course of the ensuing reaction with 
another, all in the femtosecond time domain. Hence, the making and breaking of 
bonds and the actual time for which a reaction is occurring can be directly 
observed. Then by tailoring the composition of the clusters and varying the 
number of solvent molecules, we are able to explore the effects of caging and of 
the bonding of solvents as they influence the energy surface, and ultimately the 
course and rate of a reaction. Along these lines we are currently expending 
considerable effort to learn more about proton and hydrogen atom transfer 
reactions that are so important in virtually all reactions which occur in 
aqueous phases including biological systems. Recently we have contributed to 
elucidating stepwise versus concerted mechanisms in various photochemical 
processes, with particular attention to the role of solvation.
In related work, we are investigating the interaction of intense laser pulses 
with matter to determine the effects of ionizing radiation on molecules in 
general, and clusters in particular. The work bears on basic questions such as 
the origin of multicharged centers, and the significance of Coulomb explosion 
and ensuing ion and free radical reactions, and the findings also pertain to 
problems in radiation biology and even health issues related to radon 
distribution in the environment. In the context of basic phenomena, we have 
recently found that high pulse energies of light can strip away all valence 
electrons from the heavy atoms contained in a molecular cluster, with I+17 being 
generated in clusters of HI, for example. Recently, we have developed a new 
technique using Coulomb explosion to arrest intermediates in a chemical 
reaction. It has been successfully applied in identifying the competition 
between concerted and stepwise reactions in model DNA base pairs. The techniques 
also offer promise of being able to explore various classes of charge- and 
electron-transfer reactions, for example. Chemical reactions that proceed 
following either a photophysical or ionizing event, are directly influenced by 
the mechanisms of energy transfer and dissipation away from the primary site of 
absorption. Neighboring solvent or solute molecules can affect these processes 
by collisional deactivation (removal of energy), and also through caging effects 
and solvation effects described above. Research on clusters offers promise of 
elucidating the molecular details of these processes.
Work is also in progress on the spectroscopy and reactions of small solvated 
biological function groups, with the objective of learning more about the 
influence of hydrogen bonding on their properties and reactivity. In addition, 
we are developing new analytical techniques for sequencing large biological 
molecules and determining their molecular structures employing these various 
laser spectroscopy and ionization methods.
Further information 
More details about our work can be obtained from the group’s
selected publications; a
complete listing is also available. A comprehensive overview of the field 
can be found in an invited article published in the Centennial Issue of The 
Journal of Physical Chemistry, 100, 12911-12944 (1996). 
Del Mar Photonics